Standard File Layouts

USED IN THE FOLLOWING STANDARD FILES: ACCF/ACCT, BPFD/BPFF

Used in the following standard file: FATC

Used in the following standard files: AMAF

Used in the following standard files: ISCA

Used in the following standard files: GACT

USED IN THE FOLLOWING STANDARD FILES: FT90, GACT/GAC1

(NOTE: The ISRC/SRCD standard files contain a digital version of the Source Codes)

Used in the following standard files: ISCA.

This appendix contains the following information:

Security Code Matrix (page 1-4)

Minor Product Codes (pages 5-8)

Asset Type, SubType and Sub-Subtype (pages 9-13)

Tranche Types (for Mortgage-Backed Securities) (pages 14-15)

Used in the following standard files: ACCT/ACCF.

The CAPS product codes are available to all of our customers. Because individual clients may have access to additional product codes, other codes may appear in the file. For a complete list of CAPS product codes, see the CAPS online system, Codes Maintenance Product Browse (CDPB).

The ACAM Codes Appendix identifies the different types of money fund activity that can appear in the ACAM history record file. Refer to this appendix in conjunction with the ACTV form.

Used in the following standard files: GACT, GAC1, GTDE/GSDE, GTOE, OELG.

The ComplianceView Account Type Appendix can be used to help identify the classification of a particular account. Refer to this appendix in conjunction with the following standard files: ASTM and GTRD.

USED IN THE FOLLOWING STANDARD FILES: KTMS, KTRV

Used in the following standard files: ACCT/F, ALTI, CAPS/CAPT, FT10, FT20, FT90, GACT/GAC1, GCUS/GCS1, GSDE/GTDE, GTOE, ISCA, OELG.

Used in the following standard files: CAPS/T, GACT, GTDE/GSDE, GTOE.

NUMERIC CODES USED IN THE FOLLOWING STANDARD FILES: GTDE/GSDE, GTOE, CAPS/CAPT, NADD/NCHG/NAFL (information moved from Appendix G)

USED IN THE FOLLOWING STANDARD FILES: GACT, GSDE/GTDE, GTOE, ISCA, OELG, & RDM1/RDM2, SETD/SETF

This appendix contains the following information:

• Market Mnemonic Codes (pages 2-3)

•  Account Type Indicators for Blue Sheet Reporting (page 4)

• Settlement Location Codes (pages 5-8)

• International Exchange Codes (pages 9-12)

• Confirmation Codes (pages 13-14)

   

Used in the following standard files: ACA2

Used in the following standard files: GTOE, OELG.

Used in the following standard files: OELG.

The Portfolio Open Tax Lots file (POTL) is the open tax lot file. It includes an aggregate/summary record (Record A) followed by the tax lot records for each position (Record B) held in accounts maintained on the Portfolio System. The aggregate record is joined to its associated tax lot records by the sequence number in position 004-011.

Used in the following standard files: OATS.

Used in the following standard files: MFPF.