Notices

FYI: 2020 Freeze Dates

Pershing: December 6, 2020 to January 4, 2021

GFTS: December 13, 2020 to January 4, 2021

Due to BNYM year-end technology freezes and current SLAs for new FTP/infoDirect mailboxes, requests for Standard File destinations must be submitted as follows for fulfillment in 2020.

PRODUCTION REQUEST

LAST SUBMISSION DATE

Date fully completed request must be submitted by for completion in 2020

Requests submitted after dates shown will be fulfilled after January 4, 2021
New infoDirect EOD, Monday, December 7, 2020
New SFTP Mailbox EOD, Friday, November 13, 2020
New NDM Destination EOD, Friday, November 13, 2020
SF Add to NDM Destination

EOD, Wednesday, November 30, 2020

NDM files may be deleted during freeze Period

SF Add/Delete on FTP and infoDirect Destinations As always, will be fulfilled in one business day

New infoDirect/SFTP mailboxes for test files on test server will be fulfilled as normal during the freeze period as will those for NDM destinations/test files from our XAT test region

Standard File Layouts

Layouts and documents listed under the Standard A-Z, IntraDay and Appendices tabs pertain to files containing data for our Brokerage line of business or those that contain data from and related to multiple lines of business. Other tabs host layouts for files containing data specific to the line of business indicated only.

G
GACT - Intraday Bookkeeping Activity - 03/17/11

GACT - Intraday Bookkeeping Activity -  Intraday Bookkeeping Activity (GACT) messages are modeled after the batch GACT file. The GACT messages are generated from Pershing’s PNBR process. They include intraday bookkeeping transactions, trade date trades and same day settlement information. The selection of this information is governed by the “Transaction Type” field (position 237-237).

GCUS - Intraday Global Customer Position - 03/17/11

The Intraday Global Customer Position file (GCUS) is created after the close of business each day. The file reflects account positions within your office range on an update and refresh basis. Records can be passed to your firm on an update or refresh basis and include security descriptions.

GMON - Intraday- Global Money Line File - 06/05/13

GMON - Intraday- Global Money Line File - 06/05/13 Intraday Global Money Line File (GMON) messages are modeled after the batch GMON file. The GMON messages are generated from Pershing’s daily PNBR process.

GTDE - Intraday Trade Date Trade - 03/17/11

GTDE - Intraday Trade Date Trade -  Intraday Trade Date Trade (GTDE) messages are modeled after the batch GTDE file. The GTDE messages are generated from Pershing’s daily PNBR process. The GTDE messages contain all data that is pertinent to a trade, including customer and security information, as well as all monies and dates relevant to the trade.

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N
NADD/NCHG - Name and Address Add/Change – 02/17/18

NADD/NCHG - Name and Address Add/Change – Intraday Name and Address Add (NADD) and Intraday Name and Address Change (NCHG) messages are modeled after the batch NADD and NCHG files. The NADD/NCHG messages are generated from Pershing’s daily PONA process. The information found in the Name and Address messages are the basis for an extensive client profile. Information is maintained regarding the client’s documents (for instance, new account form, W-9, W-8, margin agreement), in addition to information about interested parties, IRA/SEP/KEOGH, and beneficiary records.

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S
SUPA/SUPC-PONA Supplemental - 09/01/07

SUPA/SUPC-PONA Supplemental -  Intraday PONA Supplemental Add (SUPA) and Intraday PONA Supplemental Change (SUPC) messages are modeled after the batch SUPA and SUPC files. The SUPA/SUPC messages are generated from Pershing's daily PONA process. The information found in the PONA Supplemental messages are the basis for an extensive client profile. Information is maintained regarding the client's documents (for instance, new account form, W-9, W-8, margin agreement), in addition to information about interested parties, IRA/SEP/KEOGH and beneficiary records.

Contact Us

For immediate production issues, please call Pershing's Technology Help Desk: 888-878-3142 or 732-622-2150, option 4

For general questions, please email the Data Delivery group at: datadelivery@pershing.com

For file content questions, email Standard Files Project Management: standard.files.pms@bnymellon.com

Content Aids

Standard File Layouts Overview

Standard File Layouts Overview The Overview provides an introduction to Pershing Standard File Layouts including a description and the various methods by which standard files can be transmitted to your firm.

Delivery and Configuration Aids